Thomas W. Laundrie

BENJAMIN SECURITIES

New Bern, NC

Some features on this profile are disabled

CRD#: 1207021

Professional summary

Thomas William Laundrie, who also goes by Thomas William Lavnorie, is a registered financial advisor currently at BENJAMIN SECURITIES, INC. located in New Bern, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas William Lavnorie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Laundrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Laundrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2015 - Present

BENJAMIN SECURITIES, INC.

RIA

CRD#: 7754

New Bern, NC

Current

June 15, 2009 - Present

BENJAMIN SECURITIES, INC.

Office #1: 3 West Garden Street Suite 407, Pensacola, FL 32502

RIA

CRD#: 7754

PENSACOLA, FL

Past

February 2, 2009 - June 10, 2009

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

HICKSVILLE, NY

Past

March 20, 2000 - October 27, 2008

BASIC INVESTORS INC.

CRD#: 1187

MELVILLE, NY

Past

March 4, 1988 - February 23, 2000

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

September 29, 1987 - January 1, 1988

MADISON CHAPIN ASSOCS., INC.

CRD#: 14483

Past

June 23, 1986 - September 28, 1987

BREAN MURRAY & CO., INC.

CRD#: 7541

Past

March 6, 1986 - July 22, 1986

EAST COAST SECURITIES GROUP, INC.

CRD#: 16248

Past

December 21, 1983 - June 23, 1986

FIRST UNITED FUND,LTD.

CRD#: 14426

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/16/2012)

Colorado
(6/26/2025)

Florida
(8/7/2012)

IAR

Florida
(8/17/2015)

New Jersey
(12/15/2014)

New York
(6/15/2009)

North Carolina
(10/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/22/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/16/1985

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BENJAMIN SECURITIES, INC.

BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.

CRD#: 7754 / SEC#: 801-30987, 8-23518

RIA

Registered Investment Advisory firm - SEC (12/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 West Garden Street Suite 6, Albany, NY 12205

Mailing Address

3 West Garden Street Suite 407, Pensacola, FL 32502

Phone number

(516) 931-1090

Established

New York since 08/10/1977

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE (9/29/2025)

Direct owners and executive officers

Name	Position	CRD#
BAKER GLOBAL ASSET MANAGEMENT, INC.	OWNER
BAKER, WILLIAM THOMAS	PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET	1804430
LAUNDRIE, THOMAS WILLIAM	VICE PRESIDENT/ ROSFP	1207021
STAMOVA, ILINA S	FINANCIAL OPERATIONS PRINCIPAL	5500851

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 33,609,905

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas W. Laundrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas William Laundrie's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Laundrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENJAMIN SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

BASIC INVESTORS INC.

INSTITUTIONAL EQUITY CORPORATION

MADISON CHAPIN ASSOCS., INC.

BREAN MURRAY & CO., INC.

EAST COAST SECURITIES GROUP, INC.

FIRST UNITED FUND,LTD.

Primary Firm SEC Registration

BENJAMIN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2014

Series 63

Date: 10/29/1985

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1983

Series 4

Date: 6/22/2009

Series 27

Date: 11/16/1985

Series 24

Date: 11/7/1985

FINRA

Current Firm

BENJAMIN SECURITIES, INC.

Contact information

SEC notice filing (4 States and Territories)

FINRA licenses (33 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BENJAMIN SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors