Donna L. Douglass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Lynn Douglass, who also goes by Donna Lynn Asche, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1984. Donna had worked at 6 firms and has passed the SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2005 - January 9, 2019
AVANTAX ADVISORY SERVICES
December 17, 1999 - December 19, 2022
AVANTAX INVESTMENT SERVICES, INC.
November 19, 1989 - December 31, 1999
OSAIC WEALTH, INC.
October 10, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 2, 1985 - October 17, 1986
FSC SECURITIES CORPORATION
January 16, 1984 - October 22, 1984
ALL SERVICES FINANCIAL CENTER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
