Thomas T. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Terry Burns, who also goes by Terry Thomas Burns, Terry Burns, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 4 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1993 - September 7, 1994
HAMILTON INVESTMENTS, INC.
September 4, 1990 - July 21, 1993
WELLS FARGO CLEARING SERVICES, LLC
May 19, 1987 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
November 23, 1983 - May 21, 1987
THE MILWAUKEE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/27/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HAMILTON INVESTMENTS, INC.
CRD#: 821 / SEC#: , 8-1959
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
