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TP

Thomas G. Pinou

ABRAHAM SECURITIES
GIG HARBOR, WA 98335
Some features on this profile are disabled
CRD#: 1206949
TP

Professional summary

Thomas George Pinou is a registered financial professional currently at ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 19 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas George Pinou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2024 - Present

ABRAHAM SECURITIES CORPORATION

Office #1: 3724 47th Street Ct, Gig Harbor, WA 98335
BD
CRD#: 13498
GIG HARBOR, WA
Past

July 12, 2022 - December 9, 2024

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

January 7, 2020 - August 9, 2023

SCOTTSDALE CAPITAL ADVISORS CORP

BD
CRD#: 118786
SCOTTSDALE AZ, AZ
Past

May 30, 2018 - February 15, 2019

MOUNTAIN RIVER SECURITIES, INC.

BD
CRD#: 36937
DENVER, CO
Past

April 23, 2018 - November 12, 2018

DEFILIPPO CAPITALE PARTNERS LLC

BD
CRD#: 164336
LAS VEGAS, NV
Past

March 30, 2015 - April 25, 2018

AEON CAPITAL INC

BD
CRD#: 164004
Middletown, NJ
Past

February 5, 2014 - January 29, 2016

M BARC INVESTMENT GROUP, INC.

BD
CRD#: 41082
MIDDLETON, WI
Past

April 16, 2013 - August 2, 2016

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

July 30, 2012 - June 21, 2013

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
RIDGEWOOD, NJ
Past

June 27, 2012 - May 22, 2013

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

June 7, 2010 - September 11, 2014

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

October 28, 2004 - July 3, 2006

PRIM SECURITIES, INCORPORATED

BD
CRD#: 30504
INDEPENDENCE, OH
Past

April 1, 2003 - April 23, 2004

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

December 18, 2001 - March 20, 2006

CERIDIAN BROKER DEALER, INC.

BD
CRD#: 47901
ST PETERSBURG, FL
Past

March 22, 2000 - January 3, 2005

SYNERGY CAPITAL I, LLC

BD
CRD#: 47965
NEW YORK, NY
Past

December 1, 1998 - August 16, 2011

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

December 10, 1996 - March 17, 1998

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

November 20, 1986 - December 10, 1987

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

December 19, 1984 - April 8, 1985

CRALIN & CO., INC.

BD
CRD#: 7605

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/1/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/5/1996
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ABRAHAM SECURITIES CORPORATION
ABRAHAM & CO., INC. | ABRAHAM SECURITIES CORPORATION

CRD#: 13498 / SEC#: , 8-29452

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
3724 47th Street Ct, Gig Harbor, WA 98335
Mailing Address
3724 47th Street Ct, Gig Harbor, WA 98335
Phone number
(253) 851-7486
Established
Washington since 07/29/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ABRAHAM & CO., INC.PARENT COMPANY299085
ABRAHAM, KYE AUBREYPRESIDENT872944
BUSACCA, JOHN BRIAN IIICCO2302780
PINOU, THOMAS GEORGEFINOP1206949

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRAHAM SECURITIES CORPORATION

CRD#: 13498Gig Harbor, WA 98335

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