Gary Alan Hooker Mr.
Professional Summary
Gary Alan Hooker MR., who also goes by Gary Alan Hooker, Gary Alan Hooper, is a registered financial advisor currently at DIVERSIFIED PLANNING CONCEPTS, INC. located in Corte Madera, California. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary Alan Hooker, Gary Alan Hooper
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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ROBERT W. BAIRD & CO. INCORPORATED
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Current Firm
DIVERSFIED PLANNING CONCEPTS, INC | DIVERSIFIED PLANNING CONCEPTS,INC | DIVERSIFIED PLANNING CONCEPTS, INC.
Contact Information
Main Address
Corte Madera, CAMailing Address
145 Corte Madera Town Center Suite 655, Corte Madera, CA 94925Phone Number
(415) 891-8504# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
36AUM (Assets Under Management)
$44,345,891Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Gary Alan Hooker MR.'s CRS (Customer Relationship Summary).
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