Daniel R. Dame

PMG WEALTH MANAGEMENT

Cape Coral, FL

Some features on this profile are disabled

CRD#: 1206871

Professional summary

Daniel Robert Dame is a registered financial advisor currently at PMG WEALTH MANAGEMENT located in Cape Coral, Florida and LPL FINANCIAL LLC located in Cape Coral, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 12/14/2009 - DAME FINANCIAL SERVICES - NON-VARIABLE INSURANCE DBA - DAME FINANCIAL SERVICES - I ACT AS THE BROKER FOR A VARIETY OF INSURANCE COMPANIES. NONE ARE VARIABLE PRODUCTS. - 15% OF TIME SPENT - BUFFALO GROVE, IL (2) 09/17/2013 - DBA ONLY - PMG WEALTH MANAGEMENT - 3% OF TIME SPENT - BUFFALO GROVE, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Dame's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2017 - Present

PMG WEALTH MANAGEMENT

RIA

CRD#: 285899

Cape Coral, FL

Current

October 6, 2009 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

CAPE CORAL, FL

Past

October 6, 2009 - July 26, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

HAWTHORN WOODS, IL

Past

February 4, 2009 - October 7, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

BUFFALO GROVE, IL

Past

February 2, 2009 - October 7, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

BUFFALO GROVE, IL

Past

June 13, 2001 - February 12, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ARLINGTON HEIGHTS, IL

Past

March 3, 2000 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ARLINGTON HEIGHTS, IL

Past

March 3, 2000 - February 12, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ARLINGTON HEIGHTS, IL

Past

December 5, 1994 - December 31, 1995

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

November 17, 1992 - October 23, 1998

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

July 12, 1988 - November 3, 1992

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

October 2, 1984 - July 19, 1988

CONSOLIDATED RESOURCES, INC.

CRD#: 13747

Past

February 23, 1984 - October 17, 1984

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PMG WEALTH MANAGEMENT

PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.

CRD#: 285899 / SEC#: 801-122740

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Illinois

Registered Investment Advisory firm - (11/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/29/2015)

Illinois
(10/6/2009)

IAR

Illinois
(2/10/2017)

IAR

Texas
(3/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/31/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/20/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PMG WEALTH MANAGEMENT

PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.

CRD#: 285899 / SEC#: 801-122740

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Florida

Registered Investment Advisory firm - (11/23/2021 Terminated)

Illinois

Registered Investment Advisory firm - (11/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/23/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047

Mailing Address

Phone number

(847) 550-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMG WEALTH ADV PART 2A AND 2B (10/23/2025)

Regulatory assets under management

Total Number of Accounts	696
AUM (Assets Under Management)	$ 164,749,480

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel R. Dame

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Dame's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CONSOLIDATED RESOURCES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PMG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2001

Series 63

Date: 4/26/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2000

Series 22

Date: 10/31/1985

Series 6

Date: 2/20/1984

FINRA

Current Firm

PMG WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PMG WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors