Amir H. Ahanchian

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CRD#: 1206742

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amir Hassan Ahanchian was a registered financial advisor .

Amir is a previously registered financial advisor and started their career in finance in 1984. Amir had worked at 9 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 4, 2008 - April 1, 2010

AFA FINANCIAL GROUP, LLC

CRD#: 127648

HOUSTON, TX

Past

May 23, 2008 - April 1, 2010

AFA ADVISOR SERVICES LLC

RIA

CRD#: 129104

HOUSTON, TX

Past

May 31, 2005 - June 22, 2006

AFA ADVISOR SERVICES LLC

RIA

CRD#: 129104

HOUSTON, TX

Past

March 24, 2005 - June 6, 2006

AFA FINANCIAL GROUP, LLC

CRD#: 127648

HOUSTON, TX

Past

July 7, 2004 - December 17, 2004

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

April 10, 2002 - July 14, 2004

OXFORD FINANCIAL GROUP

CRD#: 40700

HOUSTON, TX

Past

November 16, 1998 - April 1, 2002

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

April 1, 1998 - December 5, 2013

AMIR & COMPANY, LLC

RIA

CRD#: 116306

HOUSTON, TX

Past

July 28, 1997 - October 23, 1998

MAINLAND SECURITIES CORP.

CRD#: 16119

Past

August 10, 1995 - July 28, 1997

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

May 12, 1992 - September 24, 1993

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

July 8, 1988 - June 10, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

January 27, 1984 - July 8, 1988

FINANCIAL SYNERGIES EQUITIES, INC.

CRD#: 7550

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 10/9/1998

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1998

General Securities Principal Examination

Current Firm

AFA FINANCIAL GROUP, LLC

ACCOUNTANTS FINANCIAL ALLIANCE SECURITIES | AFA FINANCIAL GROUP, LLC | ACCOUNTANTS FINANCIAL ALLIANCE SECURITIES, LLC

CRD#: 127648 / SEC#: , 8-66026

Terminated by SEC on 06/29/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

California since 04/14/2003

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AFA HOLDING, LLC	OWNER
REIFF, MORRIE WOLBRUM	PRINCIPAL	1317814
REIFF, MORRIE WOLBRUM	CHIEF COMPLIANCE OFFICER	1317814
SHORR, ALAN LEE	FORMER POSITIONS TILL 1/22/2010: PRINCIPAL, CHAIRMAN, HEAD OF DUE DILIGENCE, HEAD OF MANAGING BROKER-DEALER DEPT.	1040305
SHORR, ALAN LEE	PASSIVE OWNER	1040305

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amir H. Ahanchian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AFA ADVISOR SERVICES LLC

AFA ADVISOR SERVICES LLC

AFA FINANCIAL GROUP, LLC

AFA FINANCIAL GROUP, LLC

OXFORD FINANCIAL GROUP

IMS SECURITIES, INC.

AMIR & COMPANY, LLC

MAINLAND SECURITIES CORP.

IMS SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

DERAND/PENNINGTON/BASS, INC.

FINANCIAL SYNERGIES EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/1983

Series 7

Date: 11/19/1983

Series 28

Date: 10/9/1998

Series 24

Date: 5/20/1998

Current Firm

AFA FINANCIAL GROUP, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AFA FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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