Robert S. Field

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CRD#: 1206633

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Steven Field was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA - Retirement Income Solutions, investment related. Owner, 3102 Epstein Circle, Mundelein, IL 60060. Start date: 8/2009. Securities sales, investment advisory services. Sales of fixed annuities, EIA's/FIAs and Long Term Care Insurance. Approx. 40 Hrs/month, approx. 2 hours/day during trading hrs. 2) College Funding Solution. 3102 Epstein Circle, Mundelein, IL 60060. Start Date: 3/2020. Not investment related. Counselor. Assist parents of college bound children to help finding colleges and filling out FAFSA forms for student financial aid. Approx. hrs./Mo: 10. 0 during securities trading hours. 3, Golf Galaxy, Not Investment Related; 3102 Epstein Circle, Mundelein, IL 60060; Golf Store selling Golf equipment and apparels; Cashier/Sales Associate; 07/05/21; 60 Hrs/Month for OBA; 60 Hrs./Month during Trading Hrs; Cashier and help golfers find golf clothing and golf equipment.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2009 - December 16, 2024

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Mundelein, IL

Past

September 1, 2009 - December 16, 2024

WORLD EQUITY GROUP, INC.

CRD#: 29087

Mundelein, IL

Past

May 5, 2009 - August 31, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

MORTON GROVE`, IL

Past

February 17, 1998 - December 31, 2004

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

MORTON GROVE`, IL

Past

January 12, 1998 - December 31, 2008

HERITAGE CAPITAL MANAGEMENT INC

RIA

CRD#: 110383

PALATINE, IL

Past

November 20, 1987 - August 31, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

MORTON GROVE`, IL

Past

October 29, 1987 - November 20, 1987

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

Past

September 1, 1987 - April 6, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

February 26, 1987 - November 20, 1987

WHYTECLIFFE SECURITIES INC.

CRD#: 17880

Past

September 27, 1985 - January 30, 1986

EBS BROKERAGE SERVICES, INC.

CRD#: 16566

Past

June 3, 1985 - December 23, 1985

INLAND SECURITIES CORPORATION

CRD#: 15807

Past

September 5, 1984 - March 16, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

April 3, 1984 - March 20, 1987

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

February 23, 1984 - March 16, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 2/19/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Field

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

HERITAGE CAPITAL MANAGEMENT INC

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

WHYTECLIFFE SECURITIES INC.

EBS BROKERAGE SERVICES, INC.

INLAND SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

INVESTORS BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1997

Series 63

Date: 6/3/1986

SIE

Date: 10/1/2018

Series 22

Date: 2/19/1985

Series 6

Date: 2/17/1984

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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