Mark J. Maciag
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark John Maciag was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - August 29, 2023
AMERICAN EQUITY INVESTMENT CORPORATION
February 4, 2020 - August 12, 2022
AARON CAPITAL INCORPORATED
June 29, 2017 - January 13, 2020
CORECAP INVESTMENTS, LLC
November 8, 2013 - July 3, 2015
AARON CAPITAL INCORPORATED
September 11, 2012 - August 19, 2013
MAIN STREET ADVISORS, LLC
June 4, 2009 - September 17, 2012
ALLEGIANT FINANCIAL ADVISORS, LLC
June 4, 2009 - December 2, 2011
ALLEGIANT SECURITIES L.L.C.
September 4, 2007 - April 22, 2009
VERITRUST FINANCIAL, LLC
May 25, 2007 - April 22, 2009
VERITRUST FINANCIAL, LLC
August 19, 2005 - June 9, 2006
STATE FARM VP MANAGEMENT CORP.
February 24, 2005 - May 9, 2005
VOYA FINANCIAL ADVISORS, INC.
May 22, 2003 - June 8, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
May 21, 2003 - June 8, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
March 6, 2000 - April 23, 2003
MUTUAL OF AMERICA SECURITIES LLC
March 6, 2000 - April 23, 2003
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
August 25, 1999 - February 29, 2000
IFMG SECURITIES, INC.
February 24, 1998 - August 20, 1999
CITISTREET EQUITIES LLC
September 29, 1997 - March 12, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY INVESTMENT CORPORATION
CRD#: 40199 / SEC#: , 8-49078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLES, TIMOTHY ERIC | PRESIDENT / CHIEF COMPLIANCE OFFICER | 1026456 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
