Thomas C. Vaccaro
Professional summary
Thomas Charles Vaccaro JR, who also goes by Thomas Charles Vaccaro, is a registered financial advisor currently at BRIARCLIFF MANOR WEALTH ADVISORS located in Saugerties, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Charles Vaccaro JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2023 - Present
BRIARCLIFF MANOR WEALTH ADVISORS
October 1, 2000 - March 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 13, 1995 - January 1, 1996
MARKETING ONE SECURITIES, INC.
June 7, 1991 - April 6, 1995
CAL FED INVESTMENTS
September 12, 1989 - June 25, 1991
ROBERT THOMAS SECURITIES, INC
April 13, 1989 - September 16, 1989
WILLIAM M. CADDEN & CO., INC.
April 18, 1985 - February 27, 1989
EMPIRE NATIONAL SECURITIES, INCORPORATED
December 13, 1983 - June 18, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/2/2023)
Exams
Current Firm
BRIARCLIFF MANOR WEALTH ADVISORS
CRD#: 131321 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 836,374 |
Red Flags
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