Gerald L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lewis Johnson, who also goes by Jerry Johnson, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1992 - July 6, 1995
DOMINION CAPITAL CORPORATION
June 8, 1992 - November 25, 1992
AVANTAX INVESTMENT SERVICES, INC.
February 11, 1992 - June 12, 1992
SUNAMERICA SECURITIES, INC.
January 21, 1991 - February 27, 1992
MOMENTUM INDEPENDENT NETWORK INC.
March 28, 1989 - December 19, 1990
DOMINION INVESTOR SERVICES, INC.
November 2, 1987 - March 21, 1988
UNIVERSITY PARTNERS INVESTMENT GROUP, INC.
September 1, 1987 - March 4, 1989
MOMENTUM INDEPENDENT NETWORK INC.
February 19, 1987 - September 22, 1987
E. F. HUTTON & COMPANY INC
November 29, 1983 - March 4, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMINION CAPITAL CORPORATION
CRD#: 18837 / SEC#: , 8-36989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
