Judith P. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Potts Martin, who also goes by Judy Martin, Judith Kay Potts, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1983. Judith had worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2014 - January 29, 2015
THE MARTIN WORLEY GROUP
July 2, 2008 - March 12, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 1, 2008 - March 12, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 27, 1995 - July 1, 2008
CETERA WEALTH SERVICES, LLC
February 14, 1992 - July 1, 2008
CETERA WEALTH SERVICES, LLC
November 17, 1983 - February 14, 1992
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MARTIN WORLEY GROUP
CRD#: 169006 / SEC#: 801-79164
Contact information
Regulatory assets under management
| Total Number of Accounts | 902 |
| AUM (Assets Under Management) | $ 384,996,660 |
Red Flags
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