James C. Pearce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Clinton Pearce was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1983. James had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2012 - December 7, 2012
HERMES ECONOMETRICS
January 17, 2008 - January 11, 2012
TRUIST INVESTMENT SERVICES, INC.
January 16, 2008 - January 11, 2012
TRUIST INVESTMENT SERVICES, INC.
January 11, 2007 - January 14, 2008
FIRST HORIZON ADVISORS, INC.
November 30, 2006 - January 14, 2008
FIRST HORIZON ADVISORS, INC.
September 9, 2005 - October 13, 2006
PURSHE KAPLAN STERLING INVESTMENTS
July 19, 2004 - September 14, 2005
CETERA WEALTH SERVICES, LLC
October 9, 1995 - June 30, 2004
SECU BROKERAGE SERVICES
June 20, 1994 - August 1, 1995
SUNPOINT SECURITIES, INC.
January 10, 1994 - June 21, 1994
ENERIC FINANCIAL SERVICES, INC.
July 30, 1993 - March 4, 1994
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
March 19, 1993 - July 27, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
April 7, 1992 - August 25, 1992
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1992 - April 6, 1992
BANC OF AMERICA SECURITIES LLC
August 18, 1988 - January 1, 1992
SOVRAN INVESTMENT CORPORATION
November 23, 1983 - July 28, 1988
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HERMES ECONOMETRICS
CRD#: 113643 / SEC#: 801-60403
Contact information
Red Flags
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