Richard Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Hansen was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2013 - December 11, 2017
BRADLEY WOODS & CO. LTD.
March 3, 2008 - July 27, 2011
DOMINICK & DICKERMAN LLC
March 2, 2006 - March 13, 2008
NEWEDGE USA, LLC
March 26, 2002 - April 27, 2005
JESUP & LAMONT SECURITIES CORP
October 11, 1999 - April 25, 2002
KC MAY SECURITIES CORP.
February 2, 1998 - June 9, 1999
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
July 25, 1995 - October 14, 1997
NASH, WEISS & CO.
June 6, 1994 - May 22, 1995
HUDSON SECURITIES,INC.
March 31, 1993 - May 18, 1994
H.J. MEYERS & CO., INC.
March 27, 1989 - April 14, 1993
GLOBAL PARTNERS SECURITIES INC.
January 26, 1989 - March 13, 1989
LEVCO SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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