Maximo J. Guevara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maximo Justo Guevara was a registered financial professional .
Maximo is a previously registered financial professional and started their career in finance in 1986. Maximo had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1996 - November 25, 1996
CARILLON INVESTMENTS, INC.
May 11, 1995 - September 29, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1995 - April 3, 1995
INVESTORS BROKERAGE SERVICES, INC.
June 30, 1986 - November 23, 1994
METROPOLITAN LIFE INSURANCE COMPANY
June 30, 1986 - November 23, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARILLON INVESTMENTS, INC.
CRD#: 14646 / SEC#: , 8-31002
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE UNION CENTRAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| ELLIOTT, JENNIFER ANN | ASSISTANT VICE PRESIDENT, OPERATIONS | 4181299 |
| FELDMAN, JOHN ROBERT | ASSISTANT VICE PRESIDENT, SROP | 2139396 |
| GROSSER, CONNIE SUE | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | 1998135 |
| HITCHCOCKGEAR, SALENE MARIE | PRESIDENT | 2590328 |
| HUFFMAN, GARY THOMAS | DIRECTOR | 1032890 |
| LABMEIER, JOHN FRANCIS | VICE PRESIDENT AND SECRETARY | 1229012 |
| LUCAS, JOHN MICHAEL | ASSISTANT SECRETARY | 2099377 |
| MACKENDRICK, MELISSA ANN | ASSISTANT TREASURER | 3236420 |
| OTOOLE, KEVIN WILLIAM | VICE PRESIDENT | 1218438 |
| STARKEY, AMY DANNIS | ASSISTANT VICE PRESIDENT, CROP AND CHIEF COMPLIANCE OFFICER | 2469045 |
| SUTERMEISTER, STEVEN ROBERT | DIRECTOR | 846329 |
| VANERP, ANDREW JAMES | VICE PRESIDENT, MARKETING & SALES | 2643069 |
Disclosures
| Arbitration | 1 |
Red Flags
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