David J. Oleary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David James Oleary was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 6 firms and has passed the Series 63, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2009 - March 15, 2013
AER ADVISORS, INC.
March 7, 1995 - June 20, 2008
ALPHA EQUITY RESEARCH, INC.
April 13, 1993 - November 16, 1994
FIDELITY DISTRIBUTORS COMPANY LLC
November 23, 1987 - October 8, 1988
DRAKE & COMPANY, INC.
May 7, 1987 - November 17, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
February 15, 1984 - March 19, 1987
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AER ADVISORS, INC.
CRD#: 128515 / SEC#: 801-68623
Contact information
Red Flags
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