Anthony J. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Fischer, who also goes by Anthony J Fischer, Tony Fischer, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2011 - July 3, 2018
DISTRIBUTION SERVICES, LLC
June 1, 2006 - December 31, 2009
BROKER DEALER FINANCIAL SERVICES CORP.
February 5, 2002 - January 8, 2004
BRANDYWINE SECURITIES, INC.
December 8, 2000 - June 29, 2001
EVERGREEN DISTRIBUTOR, INC.
July 9, 1998 - June 29, 2001
FORESIDE DISTRIBUTION SERVICES, L.P.
June 5, 1997 - March 3, 1998
SEI INVESTMENTS DISTRIBUTION CO.
November 1, 1995 - May 1, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 1993 - July 31, 1995
SEI INVESTMENTS DISTRIBUTION CO.
August 25, 1992 - May 27, 1993
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
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