TK
Todd W. Knutsen
GRADIENT SECURITIES
Oakdale, MN 55128
Some features on this profile are disabled
CRD#: 1205375
TK
Professional summary
Todd William Knutsen is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Oakdale, Minnesota.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Todd has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA KNUTSEN FINANCIAL GROUP; INVT REL; 924 INWOOD AVE N., OAKDALE MN 55128; INSURANCE; OWNER; START 07/2011; 50 HRS/MO; 50 HRS/MO DURING TRADING; INSURANCE SALES AND DBA FOR SECURITIES/ADVISORY SERVICES.
2) KNUTSEN FINANCIAL GROUP, PLLC; INVT REL; 924 INWOOD AVE N., OAKDALE MN 55128; ACCOUNTING; OWNER; START 03/2014; 3 HRS/MO; 3 HRS/MO DURING TRADING; ENTITY FOR ACCOUNTING PURPOSES.
CRS (Client Relationship Summary) - RIA
Click below to view Todd William Knutsen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd William Knutsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 924 Inwood Avenue N, Oakdale, MN 55128RIA
BD
CRD#: 127701
Oakdale, MN
Current
August 23, 2013 - Present
GRADIENT SECURITIES, LLC
Office #1: 924 Inwood Avenue N, Oakdale, MN 55128RIA
BD
CRD#: 127701
Oakdale, MN
Past
December 10, 2013 - March 18, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
OAKDALE, ME
Past
March 9, 2009 - August 22, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
OAKDALE, MN
Past
June 18, 1991 - March 16, 2009
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MINNEAPOLIS, MN
Past
September 21, 1988 - March 16, 2009
CRI SECURITIES, LLC
BD
CRD#: 22589
MINNEAPOLIS, MN
Past
November 25, 1983 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
BD
CRD#: 13747
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2013)
IAR
Arizona(4/9/2015)
RR
Arkansas(8/23/2013)
IAR
Arkansas(3/27/2015)
RR
Colorado(8/23/2013)
IAR
Colorado(3/27/2015)
RR
Florida(8/23/2013)
IAR
Florida(3/30/2015)
RR
Kansas(1/27/2014)
RR
Minnesota(8/23/2013)
IAR
Minnesota(3/27/2015)
RR
Missouri(4/26/2018)
IAR
Missouri(4/26/2018)
IAR
Pennsylvania(3/27/2015)
RR
Texas(9/13/2022)
RR
Wisconsin(8/23/2013)
IAR
Wisconsin(3/27/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
