Philip L. Billbe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Lee Billbe, who also goes by Phil Lee Billbe, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1984. Philip had worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2008 - July 29, 2008
FORESTERS EQUITY SERVICES, INC.
August 6, 2007 - June 16, 2008
FORESTERS EQUITY SERVICES, INC.
March 30, 2004 - July 12, 2005
CETERA WEALTH SERVICES, LLC
February 26, 2001 - January 9, 2003
WADDELL & REED
August 15, 2000 - March 12, 2001
INVESTORS CAPITAL CORP.
March 14, 2000 - August 7, 2000
BRECEK & YOUNG ADVISORS, INC.
June 10, 1999 - May 12, 2000
MORGAN STANLEY DW INC.
September 19, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 19, 1996 - June 24, 1999
SIGNATOR INVESTORS, INC.
July 20, 1995 - August 7, 1995
PRUCO SECURITIES, LLC.
September 14, 1993 - January 24, 1994
METROPOLITAN LIFE INSURANCE COMPANY
September 14, 1993 - January 24, 1994
MSI FINANCIAL SERVICES, INC.
March 16, 1992 - September 1, 1993
IDS LIFE INSURANCE COMPANY
March 16, 1992 - September 1, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
November 23, 1988 - July 11, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 23, 1988 - July 11, 1991
SIGNATOR INVESTORS, INC.
April 19, 1988 - November 8, 1988
METROPOLITAN LIFE INSURANCE COMPANY
April 19, 1988 - November 8, 1988
MSI FINANCIAL SERVICES, INC.
October 19, 1987 - March 17, 1988
PRUCO SECURITIES, LLC.
January 17, 1984 - July 11, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
