David L. Hallman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lamar Hallman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 6 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2008 - December 24, 2008
INTEGRATED FINANCIAL MANAGEMENT INC
February 22, 2006 - December 31, 2007
UNITED CAPITAL INVESTMENT ADVISERS, INC
February 21, 2006 - May 1, 2006
STABIL CAPITAL MANAGEMENT, INC.
February 21, 2006 - December 31, 2020
UNITED CAPITAL FINANCIAL ADVISORS
March 6, 1985 - March 21, 1986
LOWRY FINANCIAL SERVICES CORPORATION
November 14, 1983 - July 5, 1984
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
