William G. Stutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gerard Stutz, who also goes by Bill Stutz, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2019 - April 1, 2022
FIRST PALLADIUM, LLC
March 27, 2013 - December 4, 2017
MERCAP SECURITIES, LLC
May 23, 2011 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
September 14, 2004 - January 20, 2011
CAPITAL BROKERAGE CORPORATION
January 1, 2004 - October 1, 2004
CETERA FINANCIAL SPECIALISTS LLC
February 3, 2000 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
December 8, 1998 - December 31, 1999
CETERA FINANCIAL SPECIALISTS LLC
May 15, 1986 - December 11, 1998
BMA FINANCIAL SERVICES, INC.
October 20, 1983 - April 17, 1986
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST PALLADIUM, LLC
CRD#: 289822 / SEC#: , 8-70007
Contact information
Documents
Red Flags
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