Patricia E. Rosen
ACCESS FINANCIAL PLANNING
Newburyport, MA 01950
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CRD#: 1205029
Professional summary
Patricia Ellen Rosen, CFP®, who also goes by Patricia Ellen Murphy, Tricia Rosen, is a registered financial advisor currently at ACCESS FINANCIAL PLANNING, LLC located in Newburyport, Massachusetts.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Patricia has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Biography
After working for 15 years in investment management and corporate financial management positions in New York City and Boston, I took a career break to raise my three children including my neurodiverse son. During this time my passion for helping family and friends with personal financial planning needs and advocating for my son led to the founding of Access Financial Planning, LLC.
I use my work experience, B.S. in Psychology from UMass/Amherst, MBA in Finance from Bentley University, Certified Financial Planner certificate from Boston University, specialized tax expertise, along with my deep affinity for educating and empowering women to help my clients get clarity and confidence with their goals and the steps needed to achieve them.
In my free time I love getting outside as much as possible. Lately I’ve been hiking in the mountains of New Hampshire and along the beaches of Cape Ann in Massachusetts with family and friends whenever I can.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Socially Responsible Investing
Tax Planning
Do you have an area of expertise or specialization?
Baby Boomers
Fixed Fee (Subscription, Retai...
Middle Income Client Needs
Novice Investors
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
Patricia Ellen Murphy | Tricia Rosen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/2023- Northeast Planning Associates, Inc- DBA for LPL Business (entity for LPL business)- inv. related- Newburyport, MA 2) 4/2023- Enrolled Tax agent - professional designation- inv. related- Newburyport, MA - start date 4/2023- 0hrs
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ellen Rosen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 22, 2018 - Present
ACCESS FINANCIAL PLANNING, LLC
Office #1: 40r Merrimac Street Suite 201e, Newburyport, MA 01950RIA
CRD#: 291360
Newburyport, MA
Past
April 19, 2023 - May 24, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWBURYPORT, MA
Past
January 8, 1988 - June 1, 1988
KRUPP SECURITIES CORPORATION
BD
CRD#: 10908
Past
February 26, 1987 - November 9, 1987
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/22/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ACCESS FINANCIAL PLANNING, LLC
ACCESS FINANCIAL PLANNING, LLC
CRD#: 291360 / SEC#:
Massachusetts
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Contact information
Main Address
40r Merrimac Street Suite 201e, Newburyport, MA 01950
Mailing Address
Phone number
(978) 237-5833
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 10,995,819 |
Red Flags
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Company Information
ACCESS FINANCIAL PLANNING, LLC
CRD#: 291360Newburyport, MA 01950TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
