Michael J. Byl
Professional summary
Michael James Byl was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael James Byl was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1983. Michael had worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2013 - February 5, 2014
GLOBAL OAK CAPITAL MARKETS LLC
January 3, 2012 - November 20, 2014
LANDMARK GLOBAL ADVISORS LLC
February 7, 2011 - August 5, 2011
WYSER-PRATTE & CO., INC.
October 12, 2005 - February 3, 2011
SOUTHRIDGE WEALTH MANAGEMENT LLC
September 4, 2001 - February 3, 2011
SOUTHRIDGE INVESTMENT GROUP LLC
February 8, 1991 - August 7, 2001
JULIUS BAER SECURITIES INC.
May 18, 1987 - December 31, 1990
PACIFIC SELECT DISTRIBUTORS, LLC
February 7, 1985 - August 14, 1985
WINTHROP SECURITIES CO., INC.
November 22, 1983 - February 25, 1985
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL OAK CAPITAL MARKETS LLC
CRD#: 125860 / SEC#: , 8-65829
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANGEL OAK GLOBAL MARKETS, LLC | OWNER | |
| DRAKE, WILLIAM FRANCIS III | OWNER | 1621314 |
| LIEBERGALL, JONATHAN SCOTT | OWNER / CEO | 1744845 |
| PARKWAY INVESTMENT MANAGEMENT | OWNER | |
| WALKER, FREDERICK EUCLID | OWNER | 2360896 |
| MAGBALON, MICHAEL JOHN | OWNER | 7220640 |
| TOFT, CHRISTIAN DAVID | OWNER | 4389124 |
| KATZ, MARIE | CFO, FINOP, CCO | 2457660 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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