Ray M. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ray Mitchell Williams was a registered financial professional .
Ray is a previously registered financial professional and started their career in finance in 1983. Ray had worked at 2 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1984 - September 2, 1988
INVESTMENT SECURITIES CORPORATION OF FT. MYERS
September 22, 1983 - December 17, 1985
LAWRENCE, RAGER & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT SECURITIES CORPORATION OF FT. MYERS
CRD#: 15117 / SEC#: , 8-31678
Contact information
Documents
Red Flags
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