John A. Vedovino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John A Vedovino, who also goes by John Anthony Vedovino, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2017 - December 21, 2018
T3 TRADING GROUP, LLC
May 12, 2010 - August 5, 2016
GUGGENHEIM SECURITIES, LLC
December 18, 2008 - May 6, 2010
LABRANCHE FINANCIAL SERVICES, LLC
August 26, 2003 - June 13, 2008
J.P. MORGAN SECURITIES LLC
April 12, 2000 - September 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1998 - March 20, 2000
ABN AMRO SECURITIES LLC
February 2, 1994 - January 27, 1998
NATWEST SECURITIES CORPORATION
July 20, 1989 - January 3, 1994
ITG EXECUTION SERVICES, INC.
November 22, 1983 - August 24, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2006
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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