Irvin F. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irvin F Curtis, who also goes by Fred Irvin Curtis, Irvin Fred Curtis, Erwin Fred Kuerbs, was a registered financial professional .
Irvin is a previously registered financial professional and started their career in finance in 1984. Irvin had worked at 4 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1998 - December 31, 2012
TRUST ADVISORY GROUP LTD
October 13, 1992 - December 31, 2012
AGES FINANCIAL SERVICES, LTD.
December 16, 1989 - January 9, 1990
LPL FINANCIAL LLC
January 1, 1984 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
Primary Firm SEC Registration
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
