Tobin R. Copeland

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CRD#: 1204382

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tobin Richard Copeland, who also goes by Toby Copeland, was a registered financial professional .

Tobin is a previously registered financial professional and started their career in finance in 1983. Tobin had worked at 11 firms and has passed the Series 65, Series 63, Series 6, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Toby Copeland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INSURANCE/ANNUITIES 2.) COPELAND FINANCIAL SERVICES, INC., 6112MCCART AVE. STE. 205 FORT WORTH TX 76133, INSURANCE SALES, OWNER, START:2009, 60 HOURS MONTHLY, MAJORITY OF HOURS MONTHLY DURING TRADING HOURS, SALES ADMINISTRATION 3.) COPELAND ADVISORY GROUP, INC.; INVESTMENT RELATED; 8013 OCEAN DRIVE, FORT WORTH, TX 76123; RIA; PRESIDNET/IAR; START DATE 07/2011; APPROXIMATELY 60 HOURS/MONTH WITH THE MAJROITY OF HOURS/MONTH DURING SECURITIES TRADING HOURS 4.) TUCKER ASSET MANAGEMENT LLC.; INVESTMENT RELATED; 8013 OCEAN DRIVE, FORT WORTH, TX 76123; RIA; IAR; START DATE 08/2022; APPROXIMATELY 100 HOURS/MONTH WITH THE MAJORITY PF HOURS/MONTH DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 5, 2022 - April 24, 2025

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Fort Worth, TX

Past

July 26, 2011 - October 28, 2022

COPELAND ADVISORY GROUP INC.

RIA

CRD#: 158409

FORT WORTH, TX

Past

January 5, 2010 - December 31, 2010

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

FORT WORTH, TX

Past

January 14, 2004 - June 1, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 29, 2003 - September 19, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 29, 1989 - November 2, 1995

DOMINION CAPITAL CORPORATION

CRD#: 18837

DALLAS, TX

Past

April 27, 1988 - April 11, 1989

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 27, 1988 - May 10, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

June 23, 1986 - July 18, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 6, 1985 - July 14, 1986

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

April 25, 1984 - March 14, 1985

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

October 25, 1983 - April 9, 1984

CAPSTONE SECURITIES CORPORATION

CRD#: 7825

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/2003

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/24/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/1985

General Securities Principal Examination

Current Firm

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC

CRD#: 174844 / SEC#: 801-107110

RIA

Registered Investment Advisory firm - (1/13/2016 Approved)

Colorado

Registered Investment Advisory firm - (1/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (2/12/2016 Terminated)

Iowa

Registered Investment Advisory firm - (1/26/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (1/26/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2016 Terminated)

Montana

Registered Investment Advisory firm - (1/22/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (12/31/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (1/22/2016 Terminated)

Ohio

Registered Investment Advisory firm - (1/22/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2016 Terminated)

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Contact information

Main Address

1520 West Canal Court Suite 100, Littleton, CO 80120

Mailing Address

Phone number

(303) 734-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,243
AUM (Assets Under Management)	$ 640,805,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tobin R. Copeland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COPELAND ADVISORY GROUP INC.

INTEGRITY ALLIANCE, LLC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

DOMINION CAPITAL CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CAPSTONE SECURITIES CORPORATION

Primary Firm SEC Registration

TUCKER ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2008

Series 63

Date: 8/2/2003

Series 6

Date: 7/28/2003

Series 7

Date: 1/19/1985

Series 22

Date: 10/24/1983

Series 24

Date: 5/13/1985

Current Firm

TUCKER ASSET MANAGEMENT LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TUCKER ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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