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MC

Michael J. Collins

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CRD#: 1204318
MC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael John Collins, who also goes by Mickey Collins, Micky Collins, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mickey Collins | Micky Collins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 29, 1986 - May 2, 1986

CHELSEA SECURITIES, INC.

BD
CRD#: 16821
Past

July 19, 1985 - November 25, 1985

HICKEY, KOBER, INCORPORATED

BD
CRD#: 10290
Past

July 16, 1985 - September 19, 1985

FITZGERALD, TALMAN, INC.

BD
CRD#: 13699
Past

July 26, 1984 - July 19, 1985

NIELSON AND CLARK INC.

BD
CRD#: 13508
Past

October 19, 1983 - July 27, 1984

COVEY & CO., INC.

BD
CRD#: 4110

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/26/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/1985
General Securities Principal Examination
Principal/Supervisory Exam

Current Firm


CS
CHELSEA SECURITIES, INC.
CHELSEA SECURITIES, INC. | COLUMBIA SECURITIES, INC.

CRD#: 16821 / SEC#: , 8-34619

BD
Expelled by FINRA on 03/26/1991
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Contact information


Main Address
Mailing Address
Phone number
Established
Utah since 06/06/1985
Firm type
Corporation
Fiscal year end
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHELSEA SECURITIES, INC.

CRD#: 16821

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