Robert A. Stanislaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Stanislaw, who also goes by Bob Stanislaw, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2011 - December 31, 2013
SOVEREIGN FINANCIAL MANAGEMENT, LLC
August 5, 2011 - November 29, 2011
NATIONAL PLANNING CORPORATION
October 8, 1996 - April 25, 1997
FSC SECURITIES CORPORATION
April 22, 1993 - January 31, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 20, 1990 - May 4, 1992
JANNEY MONTGOMERY SCOTT LLC
August 14, 1985 - January 6, 1990
BUTLER, WICK & CO., INC.
December 21, 1983 - August 1, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 6/1/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SOVEREIGN FINANCIAL MANAGEMENT, LLC
CRD#: 158411 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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