Robert D. Hopkins
WILLIAM BLAIR | Managing Director, Wealth Advisor
REISTERSTOWN, MD
Some features on this profile are disabled
CRD#: 1204247
Professional summary
Robert Dixon Hopkins is a registered financial advisor currently at WILLIAM BLAIR located in Reisterstown, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Philanthropic services
Trading individual securities
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WILSON FACES LLC; 2485 NORTH FISH CREEK ROAD, WILSON WY 83014; PERSONAL REAL ESTATE HOLDING; MEMBER; START DATE: MAY, 2019; 0 HOURS; MEMBER BALTIMORE CEMETERY ASSOCIATION/BALTIMORE CEMETERY - 2500 E. N. AVENUE, BALTIMORE, MD 21231. MR. HOPKINS SERVES AS A BOARD MEMBER FOR THE BALTIMORE CEMETERY ASSOCIATION, A NON-PROFIT ASSOCIATION WHICH OVERSEES THE CEMETERY'S INVESTMENTS AND GENERAL OPERATIONS AND UPKEEP. START DATE OF THIS ACTIVITY: DECEMBER 2012. MR. HOPKINS DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY. ST. JOHN'S PARISH WESTERN RUN - 3738 BUTLER ROAD, REISTERSTOWN, MD 21136. MR. HOPKINS SERVES AS CHAIR OF THE INVESTMENT COMMITTEE OF ST. JOHN'S CHURCH, WESTERN RUN PARISH, AN EPISCOPAL CHURCH LOCATED IN BALTIMORE COUNTY, MD. STATE DATE OF THIS ACTIVITY: 2014. MR. HOPKINS DEVOTES APPROXIMATELY 5 HOURS PER QUARTER TO THIS ACTIVITY. MARYLAND HISTORICAL SOCIETY - 201 W MONUMENT ST, BALTIMORE, MD 21201. MR. HOPKINS SERVES AS A BOARD MEMBER, TREASURER OF FINANCE & INVESTMENT COMMITTEE OF THE MARYLAND CENTER FOR HISTORY AND CULTURE , WHICH COLLECTS, PRESERVES, AND INTERPRETS OBJECTS AND MATERIALS REFLECTING MARYLAND'S HISTORY. START DATE OF THIS ACTIVITY: SEPTEMBER 2015. MR. HOPKINS DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY. MR. HOPKINS CURRENTLY SERVES AS TRUSTEE TO THE FOLLOWING TRUSTS:THE CA PORTER HOPKINS TRUST FBO AMORY S. WELD, THE CA PORTER HOPKINS TRUST FBO CHRISTOPHER WELD, THE CA PORTER HOPKINS TRUST FBO DIXON P. WELD, THE EDWARD G. HOPKINS IRREVOCABLE TRUST, THE ROBERT D. HOPKINS, JR. IRREVOCABLE TRUST, THE WILLIAM S. HOPKINS IRREVOCABLE TRUST IN ADDITION, MR. HOPKINS SERVES AS CO-TRUSTEE ON THE FOLLOWING TRUSTS: The CA PORTER HOPKINS IRREVOCABLE TRUST, THE DAVID L. HOPKINS, JR. IRREVOCABLE TRUST, THE D. L. HOPKINS TRUST, THE ROBERT & MARJORIE TAYLOR IRREVOCABLE TRUST, THE BLUE MOUNT IRREVOCABLE TRUST, LESS THAN 1 HOUR PER MONTH PER TRUST IS DEVOTED TO THIS ACTIVITY. SOUTH SHORE ROAD LP; 2040 GEIST ROAD, REISTERSTOWN, MD 21136; HOLDS REAL PROPERTY; GENERAL PARTNER; 2002; 5 HOURS PER MONTH; GENERAL PARTNER SLEEPY DOG FARM LLC; 2040 GEIST ROAD, REISTERSTOWN, MD 21136; FARMING; MEMBER; 10/08/2019; 3 HOURS PER WEEK; MEMBER THOMAS WILSON FOUNDATION FOR THE CHILDREN OF BALTIMORE CITY; P.O. BOX 3418 BALTIMORE, MD 21225-0418; NON-PROFIT FOUNDATION; PRESIDENT; 09/13/2019; 5 HOURS PER MONTH; OVERSEE THE BOARD AND ORGANIZATION
CRS (Client Relationship Summary) - RIA
Click below to view Robert Dixon Hopkins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Dixon Hopkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2019 - Present
WILLIAM BLAIR
Office #2: 100 International Drive Suite 19000, Baltimore, MD 21202RIA
BD
CRD#: 1252
REISTERSTOWN, MD
Current
January 25, 2019 - Present
WILLIAM BLAIR
Office #1: 100 International Drive Suite 19000, Baltimore, MD 21202RIA
BD
CRD#: 1252
Baltimore, MD
Past
October 28, 2003 - January 28, 2019
BROWN ADVISORY SECURITIES, LLC
RIA
CRD#: 120736
BALTIMORE, MD
Past
July 24, 2003 - October 10, 2003
BROWN ADVISORY SECURITIES, LLC
RIA
CRD#: 120827
BALTIMORE, MD
Past
November 20, 2002 - January 28, 2019
BROWN ADVISORY SECURITIES, LLC
BD
CRD#: 120736
BALTIMORE, MD
Past
January 13, 2001 - December 9, 2002
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
January 3, 1984 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/1/2019)
RR
Colorado(7/18/2019)
RR
Delaware(2/15/2019)
RR
District of Columbia(1/6/2021)
RR
Florida(2/15/2019)
RR
Georgia(10/21/2019)
RR
Illinois(1/25/2019)
IAR
Illinois(2/11/2019)
RR
Kentucky(5/13/2019)
RR
Louisiana(2/21/2019)
RR
Maryland(1/25/2019)
IAR
Maryland(2/4/2019)
RR
Massachusetts(2/15/2019)
RR
Michigan(7/24/2019)
RR
Missouri(4/5/2019)
RR
Montana(6/7/2019)
RR
Nevada(5/11/2020)
RR
New Hampshire(1/7/2020)
RR
New Mexico(2/18/2019)
RR
New York(2/15/2019)
RR
North Carolina(2/15/2019)
RR
Ohio(7/12/2020)
RR
Pennsylvania(1/6/2021)
RR
Rhode Island(7/23/2020)
RR
South Carolina(3/4/2019)
RR
Texas(2/15/2019)
RR
Vermont(12/20/2019)
RR
Virginia(2/20/2019)
RR
Washington(2/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/5/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606
Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594
Phone number
(312) 236-1600
Established
Delaware since 10/30/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
469
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| DUWA, ROBERT J | EXECUTIVE COMMITTEE | 2931296 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| QUINN, MICHAEL PATRICK | EXECUTIVE COMMITTEE | 3257072 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILLIAM BLAIR
Managing Director, Wealth AdvisorCRD#: 1252Reisterstown, MDTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
