David H. Passerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hillary Passerman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - March 31, 2015
EMPIRE ASSET MANAGEMENT COMPANY
September 1, 2011 - March 9, 2012
KERN, SUSLOW SECURITIES, INC.
July 20, 1995 - May 1, 2001
KNIGHT CAPITAL AMERICAS, L.P.
December 21, 1983 - June 12, 1995
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2012
Limited Representative-Equity Trader ExamCurrent Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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