Roger R. Myatt
Professional summary
Roger Ray Myatt was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roger is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Roger had worked at 8 firms, which includes CAPWEST SECURITIES INC., VSR FINANCIAL SERVICES INC., SUNAMERICA SECURITIES INC., INTEGRATED RESOURCES EQUITY CORPORATION, PRO-FINANCIAL SECURITIES INC., PAMCO SECURITIES AND INSURANCE SERVICES, FSC SECURITIES CORPORATION, RAUSCHER PIERCE REFSNES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1999 - February 2, 2001
CAPWEST SECURITIES, INC.
January 14, 1998 - June 25, 1999
VSR FINANCIAL SERVICES, INC.
October 31, 1989 - January 9, 1998
SUNAMERICA SECURITIES, INC.
May 31, 1988 - October 31, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 22, 1988 - May 18, 1988
PRO-FINANCIAL SECURITIES, INC.
June 23, 1986 - January 30, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
August 14, 1985 - June 16, 1986
FSC SECURITIES CORPORATION
February 13, 1985 - August 5, 1985
RAUSCHER PIERCE REFSNES, INC.
October 20, 1983 - February 15, 1985
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPWEST SECURITIES, INC.
CRD#: 30002 / SEC#: , 8-44462
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE FINANCIAL GROUP, INC. | OWNER | |
| HALL, DALE KEITH | CEO, PRESIDENT, TREASURER, CFO, CCO, COO, DIRECTOR, | 706704 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 9 |
Red Flags
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