Thomas F. Carroll
Professional summary
Thomas Francis Carroll JR, who also goes by Thomas F Carroll Jr, is a registered financial advisor currently at CARROLL FRANK & PLOTKIN LLC located in Pikesville,, Maryland.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Francis Carroll JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2006 - Present
CARROLL FRANK & PLOTKIN LLC
Office #1: 1829 Reisterstown Road Suite 365, Pikesville,, MD 21208June 29, 2011 - June 3, 2026
OSAIC WEALTH, INC.
November 19, 1989 - June 3, 2026
OSAIC WEALTH, INC.
January 15, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 13, 1984 - December 22, 1987
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/9/2006)
Exams
Current Firm
CARROLL FRANK & PLOTKIN LLC
CRD#: 112280 / SEC#: 801-64766
Contact information
Red Flags
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