Richard B. Carr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Bowman Carr was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - February 23, 2012
COMPREHENSIVE FINANCIAL LLC
February 17, 2010 - February 1, 2012
OSAIC FS, INC.
November 18, 2009 - February 1, 2012
OSAIC FS, INC.
October 20, 2008 - August 19, 2009
CARL DOMINO INC.
February 5, 2008 - August 6, 2008
NEW ENGLAND SECURITIES
November 15, 2007 - August 6, 2008
NEW ENGLAND SECURITIES
July 13, 1992 - February 18, 1999
LPL FINANCIAL LLC
October 22, 1990 - July 17, 1992
J.P. MORGAN SECURITIES LLC
March 7, 1990 - October 25, 1990
MORGAN STANLEY DW INC.
January 31, 1985 - March 21, 1990
LEHMAN BROTHERS INC.
December 22, 1983 - February 19, 1985
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMPREHENSIVE FINANCIAL LLC
CRD#: 144421 / SEC#:
Contact information
Red Flags
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