Cynthia L. Conger

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CRD#: 1203931

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cynthia Lynne Conger, CFP®, who also goes by Cindy Ashton Conger, was a registered financial professional .

Cynthia is a previously registered financial professional and started their career in finance in 1983. Cynthia had worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cindy Ashton Conger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Cynthia L. Conger CPA PA; Investment-related; 2300 Andover Court, Suite 560, Little Rock, AR 72227; Accounting and Tax Preparation Services; CPA; Owner; 02/1989; Approx. 48 hours/month; Approx. 48 hours/month during trading hours; Accounting and Tax Preparation Services. (2) University of Arkansas System Foundation Board, Investment-related, 535 Research Center Blvd., Suite 120, AR, 72701, Board of Directors membership for University, Chair of the Audit Committee, Started in 2003, <1 hour quarterly devoted to this business, 0 during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Past

August 28, 2018 - August 4, 2023

ADVISORY ALPHA, LLC

RIA

CRD#: 158282

Little Rock, AR

Past

July 19, 2005 - August 6, 2018

CONGER WEALTH MANAGEMENT

RIA

CRD#: 136382

LITTLE ROCK, AR

Past

August 19, 1999 - December 31, 2022

FINANCIAL DECISIONS, INC.

RIA

CRD#: 117639

LITTLE ROCK, AR

Past

April 29, 1988 - July 3, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

May 24, 1985 - July 15, 2005

THE ARKANSAS FINANCIAL GROUP, INC.

RIA

CRD#: 104808

LITTLE ROCK, AR

Past

April 26, 1985 - May 10, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

November 22, 1983 - May 2, 1985

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cynthia L. Conger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVISORY ALPHA, LLC

CONGER WEALTH MANAGEMENT

FINANCIAL DECISIONS, INC.

KEOGLER, MORGAN & COMPANY, INC.

THE ARKANSAS FINANCIAL GROUP, INC.

FSC SECURITIES CORPORATION

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/1984

Series 7

Date: 11/19/1983

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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