Robert J. Adler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jacob Adler was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2019 - December 31, 2019
ADLER, ROBERT
April 1, 1998 - July 26, 2000
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
October 10, 1997 - December 31, 1997
VESTAX SECURITIES CORPORATION
August 15, 1995 - March 12, 1997
LPL FINANCIAL LLC
May 4, 1992 - August 19, 1993
FORTH FINANCIAL SECURITIES, CORPORATION
December 5, 1986 - October 6, 1988
MONARCH SECURITIES, INC.
April 14, 1986 - May 1, 1990
SENTRA SECURITIES CORPORATION
August 23, 1984 - April 23, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADLER, ROBERT
CRD#: 304216 / SEC#:
Contact information
Red Flags
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