James E. Reany
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Emmitt Reany, who also goes by James Emmit Reany Jr, James Emmitt Reany Jr, Jim Reany, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 18 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - July 19, 2012
FORESTERS EQUITY SERVICES, INC.
November 15, 2011 - July 19, 2012
FORESTERS EQUITY SERVICES, INC.
February 21, 2007 - November 8, 2011
CENTAURUS FINANCIAL, INC.
February 9, 2007 - November 8, 2011
CENTAURUS FINANCIAL, INC.
September 29, 2006 - February 13, 2007
CETERA INVESTMENT ADVISERS LLC
September 20, 2006 - February 13, 2007
CETERA FINANCIAL SPECIALISTS LLC
July 19, 2005 - May 24, 2006
1717 CAPITAL MANAGEMENT COMPANY
May 28, 2004 - July 11, 2005
CENTAURUS FINANCIAL, INC.
February 25, 2004 - June 2, 2004
FINANCIAL WEST GROUP
March 7, 2003 - March 16, 2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 20, 2002 - February 20, 2003
NEW ENGLAND SECURITIES
May 14, 2002 - October 22, 2002
1717 CAPITAL MANAGEMENT COMPANY
September 22, 1997 - March 15, 2002
SIGNATOR INVESTORS, INC.
March 10, 1995 - May 28, 1997
HORNOR, TOWNSEND & KENT, LLC
February 15, 1994 - March 22, 1995
PENTAD SECURITIES, INC.
September 1, 1992 - February 3, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 1, 1992 - February 3, 1994
SIGNATOR INVESTORS, INC.
April 21, 1992 - June 26, 1992
G. R. PHELPS & CO., INC.
April 17, 1991 - March 19, 1992
AMERITAS INVESTMENT COMPANY, LLC
April 17, 1989 - March 25, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 17, 1989 - March 25, 1991
PRUCO SECURITIES, LLC.
March 6, 1987 - March 30, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
April 24, 1984 - June 5, 1984
SIGNATOR INVESTORS, INC.
April 24, 1984 - March 30, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
