Lynette A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynette Ann Johnson, who also goes by Lynette Ann Shoemaker, was a registered financial professional .
Lynette is a previously registered financial professional and started their career in finance in 1983. Lynette had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2008 - December 5, 2018
HARVEST CAPITAL ADVISORS INC.
June 13, 2000 - August 4, 2003
PACIFIC WEST SECURITIES, INC.
October 30, 1991 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
January 4, 1989 - March 18, 1991
GOODLIN FINANCIAL, INC.
October 20, 1983 - January 7, 1989
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARVEST CAPITAL ADVISORS INC.
CRD#: 126150 / SEC#: 801-61928
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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