Gerald T. Bramlett

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CRD#: 1203610

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Thomas Bramlett JR, who also goes by Gerald Thomas Bramlett, Jerry Bramlett, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerald Thomas Bramlett | Jerry Bramlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2018 - April 27, 2018

SAGE ADVISORY SERVICES LTD CO

RIA

CRD#: 106236

AUSTIN, TX

Past

May 16, 2016 - June 13, 2018

REDSTAR ADVISORS, LLC

RIA

CRD#: 283017

FREDERICKSBURG, TX

Past

May 12, 2011 - July 23, 2012

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

April 26, 1993 - September 14, 2007

401(K) INVESTMENT SERVICES, INC.

CRD#: 31150

AUSTIN, TX

Past

April 1, 1992 - May 28, 1992

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 21, 1990 - April 6, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

November 19, 1989 - January 1, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 4, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 16, 1983 - February 18, 1988

NEW ENGLAND SECURITIES

CRD#: 615

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE ADVISORY SERVICES LTD CO

CRD#: 106236 / SEC#: 801-52937

RIA

Registered Investment Advisory firm - (9/24/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/6/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/22/1993

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SAGE ADVISORY SERVICES LTD CO

CRD#: 106236 / SEC#: 801-52937

RIA

Registered Investment Advisory firm - (9/24/1996 Approved)

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Contact information

Main Address

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202

Mailing Address

Phone number

(512) 327-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE ADVISORY SERVICES LTD. CO. (3/28/2025)

Regulatory assets under management

Total Number of Accounts	12,206
AUM (Assets Under Management)	$ 24,975,056,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald T. Bramlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REDSTAR ADVISORS, LLC

DFA SECURITIES LLC

401(K) INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

NEW ENGLAND SECURITIES

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

SAGE ADVISORY SERVICES LTD CO

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2016

Series 63

Date: 11/15/1983

Series 7

Date: 6/17/1989

Series 22

Date: 8/6/1984

Series 6

Date: 11/15/1983

Series 26

Date: 2/22/1993

Current Firm

SAGE ADVISORY SERVICES LTD CO

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE ADVISORY SERVICES LTD CO

TRUST BUT VERIFY

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