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MM

Martin H. Meckler

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CRD#: 1203608
MM

Professional summary


Martin Herbert Meckler was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Martin is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Martin had worked at 3 firms, which includes DAY INTERNATIONAL SECURITIES (DIS), WALNUT STREET SECURITIES INC., PFS INVESTMENTS INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marty Meckler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 16, 2001 - February 26, 2003

DAY INTERNATIONAL SECURITIES (DIS)

BD
CRD#: 23405
SAN JOSE, CA
Past

February 20, 1992 - August 6, 2001

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

May 29, 1990 - February 25, 1992

DAY INTERNATIONAL SECURITIES (DIS)

BD
CRD#: 23405
SAN JOSE, CA
Past

December 1, 1983 - August 21, 1990

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/7/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DI
DAY INTERNATIONAL SECURITIES (DIS)
DAY INTERNATIONAL SECURITIES (DIS) | DAY, DOUGLAS C. | DAY NATIONAL SECURITIES

CRD#: 23405 / SEC#: , 8-40411

BD
Cancelled by SEC on 06/13/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 09/19/1988
Firm type
Sole Proprietorship
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DAY, DOUGLAS CONANTPRESIDENT1131612

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAY INTERNATIONAL SECURITIES (DIS)

CRD#: 23405

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