Deirdre M. Noonan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deirdre Mary Noonan was a registered financial professional .
Deirdre is a previously registered financial professional and started their career in finance in 1983. Deirdre had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 8, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - March 1, 2017
COMPASS SECURITIES CORPORATION
April 9, 2008 - October 31, 2011
PULSE TRADING, INC.
December 23, 1999 - May 15, 2006
BLACKWATCH BROKERAGE INC.
October 25, 1990 - February 9, 1999
NATIONAL FINANCIAL SERVICES LLC
August 22, 1986 - October 26, 1990
C.A. ATLANTIC SECURITIES, INC.
February 24, 1986 - September 11, 1986
NEWCOMB AND COMPANY
October 20, 1983 - December 16, 1985
U. S. BOSTON CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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