Bernard G. Mcgee

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CRD#: 1203327

Professional summary

Bernard G Mcgee was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Bernard is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Bernard had worked at 9 firms, which includes INDEPENDENT FINANCIAL GROUP LLC, CADARET GRANT & CO. INC., NEW ENGLAND SECURITIES, OSAIC WEALTH INC., INTEGRATED RESOURCES EQUITY CORPORATION, FIRST FIDELITY CAPITAL CORP., MONVEST SECURITIES INC., VANDERBILT SECURITIES INC., MARSAN SECURITIES CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Bernard Gregory Mcgee | Fbernard G Mcgee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2013 - July 25, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

CAZENOVIA, NY

Past

October 22, 2012 - July 18, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

CAZENOVIA, NY

Past

October 19, 2012 - October 24, 2012

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

CAZENOVIA, NY

Past

May 9, 2007 - October 12, 2012

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

CAZENOVIA, NY

Past

April 30, 2007 - October 12, 2012

CADARET, GRANT & CO., INC.

CRD#: 10641

CAZENOVIA, NY

Past

July 30, 2002 - May 8, 2007

NEW ENGLAND SECURITIES

RIA

CRD#: 615

EAST SYRACUSE, NY

Past

September 11, 1996 - May 8, 2007

NEW ENGLAND SECURITIES

CRD#: 615

EAST SYRACUSE, NY

Past

November 19, 1989 - December 14, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 20, 1988 - August 8, 1996

NEW ENGLAND SECURITIES

CRD#: 615

Past

January 18, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 29, 1987 - January 13, 1988

FIRST FIDELITY CAPITAL CORP.

CRD#: 17967

Past

April 27, 1984 - April 23, 1987

MONVEST SECURITIES, INC.

CRD#: 14013

Past

January 16, 1984 - May 29, 1984

VANDERBILT SECURITIES, INC.

CRD#: 14280

Past

October 19, 1983 - December 31, 1984

MARSAN SECURITIES CO., INC.

CRD#: 7716

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717 / SEC#: 801-62667, 8-22870

RIA

Registered Investment Advisory firm - SEC (1/30/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1990

General Securities Principal Examination

Current Firm

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717 / SEC#: 801-62667, 8-22870

RIA

Registered Investment Advisory firm - SEC (1/30/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

12671 High Bluff Drive Suite 200, San Diego, CA 92130

Mailing Address

12671 High Bluff Drive Suite 200, San Diego, CA 92130

Phone number

(858) 436-3180

Established

Delaware since 07/09/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

622

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B WRAP BROCHURE (9/4/2025)

FORM ADV PART 2A BROCHURE (9/4/2025)

Direct owners and executive officers

Name	Position	CRD#
INDEPENDENT FINANCIAL GROUP, INC.	OWNER
DAVIS, SCOTT EARLE	CFO & FINOP	7160800
DENNEN, BRIAN	CCO BROKERAGE & ADVISORY	3239786
FISCHER, DAVID ALLEN	MANAGING DIRECTOR	1634222
HEISING, SCOTT ALLEN	CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR	2192259
KEEFE, KEVIN MICHAEL	PRESIDENT, COO	1869560
KREISMAN, SARAH JILL	SVP & GENERAL COUNSEL	2671706
PEARSON, TROY DALE	ROSFP	2413897

Regulatory assets under management

Total Number of Accounts	44,046
AUM (Assets Under Management)	$ 11,322,059,063

Disclosures

Regulatory Event	15
Arbitration	2
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bernard G. Mcgee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

OSAIC WEALTH, INC.

NEW ENGLAND SECURITIES

INTEGRATED RESOURCES EQUITY CORPORATION

FIRST FIDELITY CAPITAL CORP.

MONVEST SECURITIES, INC.

VANDERBILT SECURITIES, INC.

MARSAN SECURITIES CO., INC.

Primary Firm SEC Registration

INDEPENDENT FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2015

Series 63

Date: 12/2/1983

SIE

Date: 7/18/2016

Series 7

Date: 10/15/1983

Series 24

Date: 10/15/1990

Current Firm

INDEPENDENT FINANCIAL GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

INDEPENDENT FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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