Robert J. Reis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Reis, who also goes by Bob Reis, Bobby Reis, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - August 1, 2022
WHITETIP CAPITAL LLC
February 7, 2003 - December 31, 2003
DLR ADVISORS LLC
March 24, 1993 - February 23, 1994
RHODES SECURITIES, INC.
June 4, 1990 - April 12, 1991
CIBC WORLD MARKETS CORP.
March 12, 1987 - June 19, 1990
LEHMAN BROTHERS INC.
August 22, 1986 - March 11, 1987
A. G. EDWARDS & SONS, INC.
December 21, 1983 - August 20, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/27/1983
Interest Rate Options ExaminationCurrent Firm
WHITETIP CAPITAL LLC
CRD#: 168266 / SEC#: 801-110322
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 205,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
