Michael L. Thayer

PRIVATE ASSET MANAGEMENT

KIRKLAND, WA 98033

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CRD#: 1203266

Professional summary

Michael Lawrence Thayer, who also goes by Mike Thayer, is a registered financial advisor currently at PRIVATE ASSET MANAGEMENT INC located in Kirkland, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Thayer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MISC. INSURANCE AGENT CONTRACTS ARE IN FORCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Thayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 1996 - Present

PRIVATE ASSET MANAGEMENT INC

Office #1: 3740 Carillon Point, Kirkland, WA 98033

RIA

CRD#: 108815

KIRKLAND, WA

Past

March 19, 1991 - June 19, 1996

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

October 6, 1988 - May 13, 1991

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 2, 1986 - August 2, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

October 20, 1983 - October 12, 1988

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE ASSET MANAGEMENT INC

CRD#: 108815 / SEC#: 801-52507

RIA

Registered Investment Advisory firm - (7/26/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/18/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/1996

General Securities Principal Examination

Current Firm

PRIVATE ASSET MANAGEMENT INC

CRD#: 108815 / SEC#: 801-52507

RIA

Registered Investment Advisory firm - (7/26/1996 Approved)

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Contact information

Main Address

4040 Lake Washington Blvd Ne #305, Kirkland, WA 98033

Mailing Address

Phone number

(425) 213-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE ASSET MANAGEMENT, INC. ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 105,171,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael L. Thayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Thayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC HARBOR SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PRIVATE ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/1996

Series 63

Date: 11/1/1983

Series 7

Date: 10/15/1983

Series 24

Date: 9/10/1996

Current Firm

PRIVATE ASSET MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE ASSET MANAGEMENT INC

TRUST BUT VERIFY

Contact information

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