Paul V. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Vincent Hughes was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2013 - November 5, 2019
KINGFISHER SECURITIES, LLC
December 14, 2006 - January 2, 2013
PGP CAPITAL ADVISORS, LLC
September 3, 2004 - November 2, 2006
ANGELES CAPITAL GROUP, LLC
October 2, 2000 - April 30, 2003
BMO CAPITAL MARKETS CORP.
May 6, 1998 - September 15, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
March 2, 1998 - May 12, 1998
RBC CAPITAL MARKETS, LLC
July 25, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 19, 1988 - December 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGFISHER SECURITIES, LLC
CRD#: 103771 / SEC#: , 8-52271
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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