Richard T. Hammack
Professional summary
Richard Thomas Hammack was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Richard had worked at 5 firms, which includes DREHER & ASSOCIATES INC., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1995 - November 10, 2000
DREHER & ASSOCIATES, INC.
July 31, 1993 - December 15, 1995
CITIGROUP GLOBAL MARKETS INC.
June 10, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
February 3, 1984 - July 13, 1988
PRUDENTIAL EQUITY GROUP, LLC
October 20, 1983 - February 2, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Series 8
Date: 4/24/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DREHER & ASSOCIATES, INC.
CRD#: 8665 / SEC#: , 8-25923
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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