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Michael James Schuetz

CRD# 1202908·Registered 1986 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael James Schuetz was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 2013. Michael had worked at 10 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CHEEVERS & COMPANY, LLC·CRD# 31312
BD
Chicago, IL
February 9, 2012 - December 9, 2013
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
February 24, 2010 - February 9, 2012
MAGNA·CRD# 30935
BD
Barrington, IL
August 29, 2005 - February 11, 2010
DOMINARI SECURITIES LLC·CRD# 18975
BD
New York, NY
January 1, 1994 - August 4, 2005
DOMINARI SECURITIES LLC·CRD# 18975
BD
November 4, 1993 - November 26, 1993
SLS SECURITIES COMPANY·CRD# 13332
BD
Oconomowoc, WI
May 4, 1992 - November 11, 1993
MAROLDA, NADELL, REILLY & COMPANY·CRD# 21439
BD
Chicago, IL
December 11, 1991 - August 4, 1992
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
August 7, 1990 - June 10, 1991
PHOENIX CAPITAL MARKETS, INC.·CRD# 22909
BD
September 7, 1988 - July 18, 1990
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
May 18, 1988 - September 9, 1988
JEFFERIES LLC·CRD# 2347
BD
New York, NY
August 7, 1986 - May 12, 1988

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Current Firm

C&
CHEEVERS & COMPANY, LLC

CHEEVERS & CO | CHEEVERS AND COMPANY, INCORPORATED | CHEEVERS & COMPANY, LLC | CHEEVERS & COMPANY INC. | CHEEVERS & CO., INC.

CRD#: 31312 / SEC#: 8-29716
BD
Terminated by SEC on 07/21/2017

Contact Information

Established

Illinois since 12/31/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PENSERRA FINANCIAL VENTURES, LLCOWNER—
MADRIGAL, GEORGECHIEF EXECUTIVE OFFICER3204950
PETERSON, RYAN L.CCO5640224
SCHMILINSKY, GEORGE AL JRFINOP2544599

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 3 — National Commodity Futures Examination

Passed Aug 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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