Daniel W. Worthington
Professional summary
Daniel William Worthington, who also goes by Daniel W Worthington, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in San Rafael, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Worthington's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
STONEBRIDGE FINANCIAL GROUP
Office #1: 100 Smith Ranch Road, Suite 112, San Rafael, CA 94903September 18, 2019 - June 3, 2026
GWN SECURITIES INC.
September 18, 2019 - June 3, 2026
GWN SECURITIES INC.
February 21, 2019 - July 29, 2019
PRIVATE CLIENT SERVICES, LLC
December 6, 2018 - July 29, 2019
CASTLE ROCK WEALTH MANAGEMENT, LLC
March 10, 2004 - October 29, 2018
EQUITABLE ADVISORS, LLC
July 9, 1992 - December 31, 1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY
November 18, 1983 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 18, 1983 - October 29, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
STONEBRIDGE FINANCIAL GROUP
CRD#: 340200 / SEC#: 801-135258
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
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