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CK

Colin R. Knudsen

COADY DIEMAR PARTNERS
New York, NY 10012
Some features on this profile are disabled
CRD#: 1202815
CK

Professional summary

Colin Roderick Knudsen is a registered financial professional currently at COADY DIEMAR PARTNERS, LLC located in New York, New York.

Colin is registered as a RR (Registered Representative) and started their career in finance in 1994. Colin has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin Roderick Knudsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2021 - Present

COADY DIEMAR PARTNERS, LLC

Office #1: 270 Lafayette Suite 204, New York, NY 10012
BD
CRD#: 128334
New York, NY
Past

April 6, 2016 - October 22, 2019

BTIG, LLC

BD
CRD#: 122225
New York, NY
Past

January 28, 2004 - April 11, 2016

COADY DIEMAR PARTNERS, LLC

BD
CRD#: 128334
NEW YORK, NY
Past

November 3, 2000 - December 31, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

December 13, 1994 - December 31, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/3/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CD
COADY DIEMAR PARTNERS, LLC
COADY DIEMAR PARTNERS, LLC | COADY, DIEMAR GROUP, LLC

CRD#: 128334 / SEC#: , 8-66123

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
270 Lafayette Suite 204, New York, NY 10012
Mailing Address
270 Lafayette Suite 204, New York, NY 10012
Phone number
(212) 901-2603
Established
Delaware since 06/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ADAMS, CLIFFORD GERARD JR.MANAGING DIRECTOR, CEO, CFO, CCO, TREASURER4000062
MAGRANE, JOHN SCOTT JRVICE CHAIRMAN719036
ANZALDO, JONATHAN SMANAGING DIRECTOR4670933
SIPKIN, JOSEPH GARYFINOP1334813

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COADY DIEMAR PARTNERS, LLC

CRD#: 128334New York, NY 10012

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