John R. Weigand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Weigand was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1985 - December 21, 1989
U.S. SECURITIES CLEARING CORP.
January 28, 1985 - April 16, 1985
FIRST UNION SECURITIES INC
August 10, 1984 - January 31, 1985
ALL SERVICES FINANCIAL CENTER
October 20, 1983 - July 24, 1984
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
U.S. SECURITIES CLEARING CORP.
CRD#: 15403 / SEC#: , 8-32095
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
